By Meryl E. Wiener; On March 30, 2022, the Securities and Exchange Commission’s Division of Examinations (“DOE”) announced its examination priorities for 2022 (2022 Examination Priorities). Examination priorities, which are released annually, provide investors and registrants with transparency into those areas that DOE believes bring heightened risks to investors, registrants, and the markets.
For more: https://www.wbny.com/SEC-Announces-2022-Examination-Priorities-Meryl-Wiener